# Search results

216 entries found

## Not all boats rise with the AI IPO tide

Plus, the SEC goes digital, and the Senate loses a giant.  [View](/content/uk/en/policy/policy-weekly-07-17-26/index.html)

## SEC 2026 agenda signals regulatory relief for private fund advisers, continued focus on capital formation

Plus, SCOTUS strips agency independence.  [View](/content/uk/en/policy/policy-weekly-07-10-26/index.html)

## FinCEN’s AML rule for investment advisers: What asset managers need to know

The FCA is intensifying its focus on AML and KYC compliance in private markets. Read Carta’s guide to managing risk and aligning policies with its “Dear CEO” letter. [View](/content/uk/en/policy/fincen-aml-rule/index.html)

## FCA’s “Dear CEO” letter signals greater scrutiny on AML and KYC compliance

The FCA is intensifying its focus on AML and KYC compliance in private markets. Read Carta’s guide to managing risk and aligning policies with its “Dear CEO” letter. [View](/content/uk/en/policy/fca-aml-kyc-scrutiny/index.html)

## Continuation vehicles in the crosshairs

Plus, Washington starts drawing AI’s new perimeter. [View](/content/uk/en/policy/policy-weekly-06-26-26/index.html)

## Policymakers debate future of prediction markets, crypto, and frontier AI

Plus, Peirce’s parting wisdom on the future of SEC regulation, and Carta Policy participates in U.S. Chamber’s Capital Markets Summit: The Future of American Capital. [View](/content/uk/en/policy/policy-weekly-06-12-26/index.html)

## SEC issues relief to expand retail exposure to private capital; examines IPO frictions

SEC issues relief to open-end funds, expanding private market access. Meanwhile, frontier AI labs partner with PE firms, forming rival joint ventures that accelerate enterprise adoption of its tools.  [View](/content/uk/en/policy/policy-weekly-05-05-26/index.html)

## SEC increasing scrutiny on private credit—valuation is the key

SEC escalates private credit scrutiny, Carta pursues 401(k) equity reform, AI preemption stalls, and data privacy bill advances—plus prediction market insider trading enforcement. [View](/content/uk/en/policy/policy-weekly-04-28-26/index.html)

## Carta hits the Hill to expand retirement options for employees

Carta meets with top regulators on the Hill to advocate for equity-based 401(k) contributions. In addition, the SEC and CFTC propose Form PF changes as private credit faces new scrutiny. [View](/content/uk/en/policy/policy-weekly-04-21-26/index.html)

## AI is shaping the policy landscape, but is less unified than expected

AI policy accelerates in Washington, meanwhile, Congress reauthorizes SBIR/STTR programs. Plus, new tentative stablecoin deals and the INVEST Act aim to modernize capital formation and digital asset regulation for the innovation ecosystem. [View](/content/uk/en/policy/policy-weekly-04-14-26/index.html)

## 2026 Policy Outlook: Implications for private equity

Private equity's policy environment just shifted in your favor. The INVEST Act, SEC reforms, and retail access are expanding opportunities—but also regulatory scrutiny. Here's what 2026 holds for PE firms. [View](/content/uk/en/policy/policy-outlook-private-capital-ecosystem-2026/index.html)

## DOL moves to democratize access to alts in 401(k)s

New DOL proposal clarifies private market access to 401(k)s, providing fiduciaries a process-based safe harbor for alternatives. Meanwhile, states contemplate QSBS decoupling and court rulings increase liability for Big Tech platform design harms. [View](/content/uk/en/policy/policy-weekly-03-31-26/index.html)