### Scope of Services: Dissolution

|     |     |     |
| --- | --- | --- |
| **Category** | **Carta Responsibilities** | **Client Responsibilities** |
| **Maintain accounting books and records** | **Everything in standard scope, plus:** |  |
| Ensure all investment activity is booked and all investments have been liquidated | Inform team of entity dissolution |
| Book remaining expenses, income, receivables and payables | Proper liquidation of all held investments |
|  | Ensure all outstanding receivables and payables are relieved |
|  | Provide remaining unbooked investment activity along with applicable support |
|  | Provide remaining unbooked income, expenses, receivables and payables |
|  |  |
| **Banking and payment of expenses** | **Everything in standard scope, plus:** |  |
| Set up payment for all unpaid expenses and accounts payable | Proper closing of all bank accounts |
|  |  |
| **Regulatory filings, audit, and tax process** | **Everything in standard scope, plus:** |  |
| Coordinate with third-party audit team on the completion of final audit | Preparation and finalization of filing dissolution paperwork |
| Coordinate with tax team on the completion of final tax return and K-1s |  |
|  |  |
| **Distributions** | **Everything in standard scope, plus:** |  |
| Ensure investor capital accounts are in good standing |  |
| Inform investment manager of potential clawback, if necessary, and coordinate return of proceeds |  |