# Search results 216 entries found ## Policy Newsletter - July 2026 **Not all boats rise with the AI IPO tide** Plus, the SEC goes digital, and the Senate loses a giant. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-07-17-26/) ## Policy Newsletter - July 2026 **SEC 2026 agenda signals regulatory relief for private fund advisers, continued focus on capital formation** Plus, SCOTUS strips agency independence. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-07-10-26/) ## Policy - July 2026 **FinCEN’s AML rule for investment advisers: What asset managers need to know** The FCA is intensifying its focus on AML and KYC compliance in private markets. Read Carta’s guide to managing risk and aligning policies with its “Dear CEO” letter. [View](https://fund-forecasting@carta.com/sg/en/policy/fincen-aml-rule/) ## Policy - July 2026 **FCA’s “Dear CEO” letter signals greater scrutiny on AML and KYC compliance** The FCA is intensifying its focus on AML and KYC compliance in private markets. Read Carta’s guide to managing risk and aligning policies with its “Dear CEO” letter. [View](https://fund-forecasting@carta.com/sg/en/policy/fca-aml-kyc-scrutiny/) ## Policy Newsletter - June 2026 **Continuation vehicles in the crosshairs** Plus, Washington starts drawing AI’s new perimeter. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-06-26-26/) ## Policy Newsletter - June 2026 **Policymakers debate future of prediction markets, crypto, and frontier AI** Plus, Peirce’s parting wisdom on the future of SEC regulation, and Carta Policy participates in U.S. Chamber’s Capital Markets Summit: The Future of American Capital. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-06-12-26/) ## Policy Newsletter - May 2026 **SEC issues relief to expand retail exposure to private capital; examines IPO frictions** SEC issues relief to open-end funds, expanding private market access. Meanwhile, frontier AI labs partner with PE firms, forming rival joint ventures that accelerate enterprise adoption of its tools. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-05-05-26/) ## Policy Newsletter - April 2026 **SEC increasing scrutiny on private credit—valuation is the key** SEC escalates private credit scrutiny, Carta pursues 401(k) equity reform, AI preemption stalls, and data privacy bill advances—plus prediction market insider trading enforcement. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-04-28-26/) ## Policy Newsletter - April 2026 **Carta hits the Hill to expand retirement options for employees** Carta meets with top regulators on the Hill to advocate for equity-based 401(k) contributions. In addition, the SEC and CFTC propose Form PF changes as private credit faces new scrutiny. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-04-21-26/) ## Policy Newsletter - April 2026 **AI is shaping the policy landscape, but is less unified than expected** AI policy accelerates in Washington, meanwhile, Congress reauthorizes SBIR/STTR programs. Plus, new tentative stablecoin deals and the INVEST Act aim to modernize capital formation and digital asset regulation for the innovation ecosystem. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-04-14-26/) ## Policy - March 2026 **2026 Policy Outlook: Implications for private equity** Private equity's policy environment just shifted in your favor. The INVEST Act, SEC reforms, and retail access are expanding opportunities—but also regulatory scrutiny. Here's what 2026 holds for PE firms. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-outlook-private-capital-ecosystem-2026/) ## Policy Newsletter - March 2026 **DOL moves to democratize access to alts in 401(k)s** New DOL proposal clarifies private market access to 401(k)s, providing fiduciaries a process-based safe harbor for alternatives. Meanwhile, states contemplate QSBS decoupling and court rulings increase liability for Big Tech platform design harms. [View](https://fund-forecasting@carta.com/sg/en/policy/policy-weekly-03-31-26/)