9 months ago 9/29/2025

KYC AML Dashboard

What’s new?

Carta’s new KYC AML Dashboard provides greater visibility and control of your investor KYC (Know Your Customer) checks. It allows you to easily track requests and keep on top of KYC progress with a visual summary and details for each LP. Here’s how it works:

1. Initiate and track progress

• Invite LPs to complete KYC, including prospective LPs who are not on your Partners Dashboard, and standalone KYC checks outside of Fund Closings
  • Remind investors to submit their KYC information and keep things moving
  • Monitor status updates and key dates, including when KYC was last updated for an investor, and the results of daily watchlist screenings

2. Consolidate KYC tasks across entities

• Manage results for investors in multiple entities
  • See investor KYC checks across jurisdictions in one place
  • Ensure regulations are followed with data collection based on the entity’s country of domicile

3. Download results

• Export summary reports for an overview of investor KYC results across all entities
  • Export Customer Due Diligence (CDD) reports for individual investor KYC results including risk scores that explain how a verdict was reached

What’s important about this change?

Traditional KYC providers and methods offer GPs very limited visibility into the process. GPs often don’t know how a KYC check is progressing or when it will be complete, and aren’t told why a certain verdict was reached. The KYC AML Dashboard transforms the experience of managing KYC for a fund, whether you’re onboarding LPs for the first time or running periodic reviews.

How does it work?

To learn more, browse our support articles about Carta’s KYC services or read our guide to KYC compliance.

See the product in action in this interactive demo:

KYC at Carta

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KYC AML Dashboard

Learn how to stay on top of your KYC/AML program throughout your fund's lifecycle with Carta

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N.B. Carta’s KYC solution supports, but does not constitute, an AML program.

Samantha Widman