Learning Lab recap: Compliance 101 — July 7 | Carta Community
Learning Lab recap: Compliance 101 — July 7
Thank you to everyone who joined today's Compliance 101 Learning Lab with Brianne Villamor, Customer Enablement Manager! The recording is embedded below, and the slide deck is attached.
Introduction to Compliance Learning Lab
Agenda:
- Legal Disclaimer
- Company House Basics
- Filing Types and Requirements
- Navigating Company Settings
- User Permissions and Roles
- Setting Up Company Contacts
- Profile Settings for Filings
- Importance of Cap Table Hygiene
- Executing Share Transfers
- Managing Company Registers
- Filing Process Walkthrough
- Managing Filings and Compliance
- Future Features and Reminders
- Closing Remarks and Next Steps
Recap highlights:
UK Company House Filings -- Brianne walked through Carta's new feature for filing Companies House documents, covering the two main filing types: CS01 confirmation statements and SH01 returns of allotment, and the credentials needed to get started (company authentication code and presenter ID).
Company Settings and Permissions -- Key setup requirements were covered, including certificated shares, user roles (Full Access or Company Editor), board tabs, signatories, and company contacts needed before filing.
Sandbox Environment -- Participants got a walkthrough of Carta's sandbox environment for safe hands-on practice that resets daily.
Cap Table Hygiene and Share Transfers -- Brianne demonstrated how to verify share classes, stakeholders, and historical filing dates, and walked through the process of creating transfers and generating new certificates.
Company Registers and Compliance Filings -- The team showed how to track transfer approvals, publish filings, and generate Companies House filings independently of the signature workflow.
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