The Carta Policy Team

Carta’s Policy Team aims to connect the policymaking community and venture ecosystem to build an ownership economy and advance policies that support private companies, their employees, and their investors.

Latest from The Carta Policy Team

Policy outlook: Capital markets
Financial services will drive much of the policy debate in Congress, and capital formation will be a key focus.
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Not all boats rise with the AI IPO tide
Plus, the SEC goes digital, and the Senate loses a giant.
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SEC 2026 agenda signals regulatory relief for private fund advisers, continued focus on capital formation
Plus, SCOTUS strips agency independence.
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FinCEN’s AML rule for investment advisers: What asset managers need to know
The FCA is intensifying its focus on AML and KYC compliance in private markets. Read Carta’s guide to managing risk and aligning policies with its “Dear CEO” letter.
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Continuation vehicles in the crosshairs
Plus, Washington starts drawing AI’s new perimeter.
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Policymakers debate future of prediction markets, crypto, and frontier AI
Plus, Peirce’s parting wisdom on the future of SEC regulation, and Carta Policy participates in U.S. Chamber’s Capital Markets Summit: The Future of American Capital.
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SEC issues relief to expand retail exposure to private capital; examines IPO frictions
SEC issues relief to open-end funds, expanding private market access. Meanwhile, frontier AI labs partner with PE firms, forming rival joint ventures that accelerate enterprise adoption of its tools.
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